註冊制度

簡介

金融市場瞬息萬變,對金融從業員的專業知識及操守要求愈來愈高,香港黃金交易所(「交易所」)有見市場對行業專才的資歷水平要求日益提升,設有從業員「註冊制度」。根據註冊制度,凡獲交易所成員委任的司理人、交易員及營業代表,均必須向交易所註冊方可進行交易所交易產品的業務。

註冊類別

Responsible Managers
Responsible Managers are Registered Persons who are primarily responsible for supervising the gold and silver businesses of Members to whom they are accredited. They shall be the representatives of the Members to whom they are accredited in any communications between the Company and the Members regarding compliance matters.
Registered Exchange Traders
Registered Exchange Traders , who are authorised by the Company to engage in the trading of any product traded in the Exchange or any rights appurtenant thereto
Registered Account Executives
Registered Account Executives , who are authorised by the Company to:
  • act as agents of clients of Members in the buying or selling of any product traded in the Exchange or any rights appurtenant thereto; and
  • engage in the promotion or marketing of any product traded in the Exchange or any rights appurtenant thereto

註冊費用及持續進修時數要求

類別
費用 (HK$)
時數要求
司理人
申請: $1,920
年費: $1,920
5小時
註冊交易員
申請: $540
年費: $540
5小時
註冊營業代表
申請: $540
年費: $540
5小時